SVIA

Glossary

All | A | B | C | D | E | F | G | I | L | M | N | O | P | Q | R | S | T | U | V | W | Y

Investment Guidelines

Guidelines established between a plan sponsor or trustee (and/or a wrap contract issuer) and an investment manager that dictate the investment parameters and risk exposures that the investment manager may assume in the investment account. In fixed income portfolios, the guidelines typically address permissible asset classes and/or securities, sector allocation limits, issuer diversification, and minimum credit quality constraints.